US SEC regulates digital currency
Publish: 2021-05-20 22:35:58
1.
Sec (social economy chain)
Chinese name : social e-commerce chain
sec, the next generation of e-commerce blockchain protocol based on social trust, is the world's first blockchain system to promote the socialization of e-commerce. In essence, SEC establishes the trust foundation of e-commerce indivials through distributed bookkeeping transaction relationship and trust endorsement, and takes it as the basis of consensus. SEC main chain can be used in commodity trading, second-hand commodity trading, virtual commodity trading, commodity equity, commodity crowdfunding and other fields. Under the strong wind of the social e-commerce instry, the SEC team will focus on the social e-commerce field based on its own technology and user data
issuing time : April 28, 2018
online exchange : 1
2. Blockchain technology is a decentralized distributed ledger, which can share and the data of the whole ledger synchronously. It has traceability, tamper proof, openness and anonymity. It is the underlying technology of cryptocurrency
if you want to learn more about blockchain technology and digital currency, you can search relevant blockchain media platforms, such as Baijia and xiongzhang, on the Internet. Here, we recommend a password finance, where you can learn about blockchain and digital currency.
if you want to learn more about blockchain technology and digital currency, you can search relevant blockchain media platforms, such as Baijia and xiongzhang, on the Internet. Here, we recommend a password finance, where you can learn about blockchain and digital currency.
3. It's nearly three months since the mixed currency circle,
I've also studied the SEC social e-commerce chain project,
the bear market has been going on for such a long time, and I feel that spring is coming,
it's a good time now, and I'll start when I plan to rebound a little
I've also studied the SEC social e-commerce chain project,
the bear market has been going on for such a long time, and I feel that spring is coming,
it's a good time now, and I'll start when I plan to rebound a little
4. Hello, I'm glad to answer this question
the United States Securities and Exchange Commission (SEC) was established in accordance with the Securities Exchange Act of 1934. It is an independent quasi judicial body directly under the U.S. federal government. It is responsible for the securities supervision and management in the United States and is the highest organ of the U.S. securities instry
the US SEC RIA license (registered investment advisor) refers to the registered investment advisor, which specializes in managing investment for investors. Because only investment institutions with RIA license can carry out U.S. stock sales and other businesses in China. If they can't obtain relevant qualifications, they can only trade through the intermediary platform with license<
the gold content of American sec RIA license:
RIA license is a license that is regulated by the securities and Exchange Commission (SEC) or the State Securities Department, and needs to be applied by companies and indivials specializing in investment consulting business. In the United States, only a registered investment adviser (RIA) is qualified to provide investors with investment analysis suggestions on securities procts and provide investment reports on a regular basis. Only the organization that has obtained the qualification can charge the corresponding management fee and undertake the entrusted responsibility to the customer< br />
qualification application:
generally, the fund manager of the institution applying for registered investment advisor must pass the corresponding license examination, namely investment advisor Examination Series 65. Most states in the United States can also dispense with the series 65 test if the administrator of the institution holds a financial license such as a Registered Financial Analyst (CFA) or personal finance specialist (PFS). In addition, the applicant must have assets under management of more than US $25 million. Companies with assets under management of between us $25 million and US $100 million can register with the US state securities department. Companies with assets over US $100 million need to register with the sec
not only institutions in the United States are eligible to apply for RIA licenses. According to SEC regulations, institutions whose main business address is in foreign countries can also apply for registration with sec. However, if overseas investment consultants want to provide investment advice to us clients, they "must" apply to SEC for registration of RIA license< br />
information on registration and application of American sec RIA license:
1. A power of attorney for license processing:
2. Company registration documents
3. Certificate of American company registration
4. Articles of Association (if any);
2
5 director's passport
6. Company business description report
7. System report:
1) registered financial instry management committee's webcrd / iard system
2) fill in license application report
3) fill in SEC questionnaire report
4) declaration of agent application
8. Compliance report and other information
the United States Securities and Exchange Commission (SEC) was established in accordance with the Securities Exchange Act of 1934. It is an independent quasi judicial body directly under the U.S. federal government. It is responsible for the securities supervision and management in the United States and is the highest organ of the U.S. securities instry
the US SEC RIA license (registered investment advisor) refers to the registered investment advisor, which specializes in managing investment for investors. Because only investment institutions with RIA license can carry out U.S. stock sales and other businesses in China. If they can't obtain relevant qualifications, they can only trade through the intermediary platform with license<
the gold content of American sec RIA license:
RIA license is a license that is regulated by the securities and Exchange Commission (SEC) or the State Securities Department, and needs to be applied by companies and indivials specializing in investment consulting business. In the United States, only a registered investment adviser (RIA) is qualified to provide investors with investment analysis suggestions on securities procts and provide investment reports on a regular basis. Only the organization that has obtained the qualification can charge the corresponding management fee and undertake the entrusted responsibility to the customer< br />
qualification application:
generally, the fund manager of the institution applying for registered investment advisor must pass the corresponding license examination, namely investment advisor Examination Series 65. Most states in the United States can also dispense with the series 65 test if the administrator of the institution holds a financial license such as a Registered Financial Analyst (CFA) or personal finance specialist (PFS). In addition, the applicant must have assets under management of more than US $25 million. Companies with assets under management of between us $25 million and US $100 million can register with the US state securities department. Companies with assets over US $100 million need to register with the sec
not only institutions in the United States are eligible to apply for RIA licenses. According to SEC regulations, institutions whose main business address is in foreign countries can also apply for registration with sec. However, if overseas investment consultants want to provide investment advice to us clients, they "must" apply to SEC for registration of RIA license< br />
information on registration and application of American sec RIA license:
1. A power of attorney for license processing:
2. Company registration documents
3. Certificate of American company registration
4. Articles of Association (if any);
2
5 director's passport
6. Company business description report
7. System report:
1) registered financial instry management committee's webcrd / iard system
2) fill in license application report
3) fill in SEC questionnaire report
4) declaration of agent application
8. Compliance report and other information
5. Both parties need to be present. After both parties agree on the loss determination and compensation scheme of the insurance company, they need to sign for confirmation. Then, after the vehicle is repaired, they will hand over the maintenance invoice to the insurance company, and the insurance company will pay the compensation to the insured's account within 10 days
automobile accident claim process:
1. Report: the general insurance company requires to report the accident within 48 hours
(1) after the accident, the customer reports to the claim Department of the insurance company
(2) after receiving the report, the back office asks the customer to fill in the business accident registration form immediately (telephone, fax and other reports should be filled in by the back office on behalf of the customer)
(3) according to the insurance certificate or policy number provided by the customer, the back office immediately looks up the of the policy and copies the policy, the of the policy and the attached table. Check the situation of premium charge, and the financial staff shall confirm the signature on the of premium receipt (business and statistics sheet) (special payment shall be attached with agreement or agreement)
(4) confirm that the subject matter of the insurance is paid within the validity period of the insurance or before the accident, ask the customer to fill in the inquiry form of accident filing, put the case on file (such as telephone, fax, etc., the inspector is responsible for asking the customer to fill in), and write the filing number according to the order of the report 5) Issue claim documents. After the case is filed, relevant claim documents shall be issued to the insured, and the claim proceres and methods shall be informed (the inspection personnel shall be responsible for reporting the case by telephone, fax, etc.)
(6) inform the inspection personnel to report the loss and the location of the accident
the above work will be completed within half a working day< (1) the inspection personnel shall complete the on-site investigation and inspection within 1 working day after receiving the notice from the internal service of the insurance company (the inspection of the damaged object in other places can be entrusted to the local insurance company within 3 working days)
(2) require customers to provide relevant documents
(3) guide customers to fill in relevant claim documents
3. Sign and review the claim documents
(1) the in-house staff of the business department and each insurance branch company shall review the claim documents submitted by the customers, and return the documents that need to be supplemented to the customers after explaining the incomplete proceres to the customers. For the claims with complete documents, they shall submit them in the "accident report (claim) & quot The yellow shall be returned to the insured after being signed and received in plicate
(2) collate the claim documents and the information kept, and then submit them to the claims section of the property insurance department< (1) after receiving the information from the back office, the operator of the claim verification department checks the documents and signs on the handover book if the documents are complete
(2) all claims must be settled within 3 working days and submitted to the person in charge of the compensation division for review
5. Approval
(1) the claims within the authority of the property insurance department shall be submitted to the manager of the main management department for approval
(2) report the authority of the overproction insurance department level by level< (1) the operator of the claim verification Division will submit the claim receipt and calculation sheet to the financial department for transfer
(2) after confirming the compensation, the financial department will take back the rest except the accompanying receipt and the red sheet of the calculation sheet.
automobile accident claim process:
1. Report: the general insurance company requires to report the accident within 48 hours
(1) after the accident, the customer reports to the claim Department of the insurance company
(2) after receiving the report, the back office asks the customer to fill in the business accident registration form immediately (telephone, fax and other reports should be filled in by the back office on behalf of the customer)
(3) according to the insurance certificate or policy number provided by the customer, the back office immediately looks up the of the policy and copies the policy, the of the policy and the attached table. Check the situation of premium charge, and the financial staff shall confirm the signature on the of premium receipt (business and statistics sheet) (special payment shall be attached with agreement or agreement)
(4) confirm that the subject matter of the insurance is paid within the validity period of the insurance or before the accident, ask the customer to fill in the inquiry form of accident filing, put the case on file (such as telephone, fax, etc., the inspector is responsible for asking the customer to fill in), and write the filing number according to the order of the report 5) Issue claim documents. After the case is filed, relevant claim documents shall be issued to the insured, and the claim proceres and methods shall be informed (the inspection personnel shall be responsible for reporting the case by telephone, fax, etc.)
(6) inform the inspection personnel to report the loss and the location of the accident
the above work will be completed within half a working day< (1) the inspection personnel shall complete the on-site investigation and inspection within 1 working day after receiving the notice from the internal service of the insurance company (the inspection of the damaged object in other places can be entrusted to the local insurance company within 3 working days)
(2) require customers to provide relevant documents
(3) guide customers to fill in relevant claim documents
3. Sign and review the claim documents
(1) the in-house staff of the business department and each insurance branch company shall review the claim documents submitted by the customers, and return the documents that need to be supplemented to the customers after explaining the incomplete proceres to the customers. For the claims with complete documents, they shall submit them in the "accident report (claim) & quot The yellow shall be returned to the insured after being signed and received in plicate
(2) collate the claim documents and the information kept, and then submit them to the claims section of the property insurance department< (1) after receiving the information from the back office, the operator of the claim verification department checks the documents and signs on the handover book if the documents are complete
(2) all claims must be settled within 3 working days and submitted to the person in charge of the compensation division for review
5. Approval
(1) the claims within the authority of the property insurance department shall be submitted to the manager of the main management department for approval
(2) report the authority of the overproction insurance department level by level< (1) the operator of the claim verification Division will submit the claim receipt and calculation sheet to the financial department for transfer
(2) after confirming the compensation, the financial department will take back the rest except the accompanying receipt and the red sheet of the calculation sheet.
6. Hello, I'm glad to answer this question
it's not only institutions in the United States that are eligible to apply for RIA licenses. According to SEC regulations, institutions whose main business address is in foreign countries can also apply for registration with sec. However, if overseas investment consultants want to provide investment advice to us clients, they must apply for registration of RIA license with sec<
analysis of the gold content of SEC RIA license in the United States
nowadays, with the development of network technology, the transparency of global integration is getting higher and higher. The once popular regulatory license in island countries (Cyprus, Vanuatu, Seychelles, New Zealand, etc.) and some small developing economies (Indonesia, Malaysia, Cambodia, etc.), In today's highly developed network, as long as the end customer network or Google, all information at a glance. For end customers, investment is more focused on the qualification of the platform and the security of funds! How can some small island countries whose land area is less than a small city on the mainland, or the third countries whose per capita GDP is below the poverty line, make the end customers feel relieved to invest
in today's increasingly competitive foreign exchange platform, if we are still following the trend of applying for regulatory licenses from small island countries and third countries, it will have little effect on the platform. On the one hand, the reputation of regulatory countries is not high; on the other hand, after years of instry development, too many bad dealers have obtained island country licenses for business development, However, it also makes customers suffer irreparable losses, causing bad effects and negative effects all over the Internet, leading to a sharp decline in the trust of end customers in the supervision of the public on the market, and even a disgust of aesthetic fatigue
the SEC of the United States, the highest Department of the financial and securities instry in the United States, with its extremely strict application conditions, highly transparent mistakes, and the actions of the financial instry in recent years, has made the exposure of the SEC deeply rooted in the hearts of the people, and received a lot of praise! what's more. Moreover, the scope of SEC supervision includes all listed companies in the United States, including all well-known large groups, which are subject to SEC supervision. For this reason, the SEC has shouldered the high banner of the global financial and securities instry! The US SEC is the highest Department of the global financial market, with the highest reputation and credibility
information to be submitted to the SEC for Review
1) a power of attorney for license processing: a power of attorney from the director of the company applying for the license to authorize our company to handle the license
2) company registration documents
3) certificate of registration of US companies
4) the articles of association of the company
5) director's passport
6) company business description report
7) system report
8) register the webcrd / iard system of the Financial Instry Regulatory Commission
9) fill in the license application report
10) fill in the questionnaire survey report of sec
11) declaration on behalf of the applicant<
Jiasheng group, tiger securities, Yingtou securities, Jiawei securities, Yixin wealth
coinbase, the largest cryptocurrency exchange platform in the United States
tokenclub, the largest digital currency investment community in China
all have applied for SEC RIA license
you can imagine how high the gold content is.
&< br />
it's not only institutions in the United States that are eligible to apply for RIA licenses. According to SEC regulations, institutions whose main business address is in foreign countries can also apply for registration with sec. However, if overseas investment consultants want to provide investment advice to us clients, they must apply for registration of RIA license with sec<
analysis of the gold content of SEC RIA license in the United States
nowadays, with the development of network technology, the transparency of global integration is getting higher and higher. The once popular regulatory license in island countries (Cyprus, Vanuatu, Seychelles, New Zealand, etc.) and some small developing economies (Indonesia, Malaysia, Cambodia, etc.), In today's highly developed network, as long as the end customer network or Google, all information at a glance. For end customers, investment is more focused on the qualification of the platform and the security of funds! How can some small island countries whose land area is less than a small city on the mainland, or the third countries whose per capita GDP is below the poverty line, make the end customers feel relieved to invest
in today's increasingly competitive foreign exchange platform, if we are still following the trend of applying for regulatory licenses from small island countries and third countries, it will have little effect on the platform. On the one hand, the reputation of regulatory countries is not high; on the other hand, after years of instry development, too many bad dealers have obtained island country licenses for business development, However, it also makes customers suffer irreparable losses, causing bad effects and negative effects all over the Internet, leading to a sharp decline in the trust of end customers in the supervision of the public on the market, and even a disgust of aesthetic fatigue
the SEC of the United States, the highest Department of the financial and securities instry in the United States, with its extremely strict application conditions, highly transparent mistakes, and the actions of the financial instry in recent years, has made the exposure of the SEC deeply rooted in the hearts of the people, and received a lot of praise! what's more. Moreover, the scope of SEC supervision includes all listed companies in the United States, including all well-known large groups, which are subject to SEC supervision. For this reason, the SEC has shouldered the high banner of the global financial and securities instry! The US SEC is the highest Department of the global financial market, with the highest reputation and credibility
information to be submitted to the SEC for Review
1) a power of attorney for license processing: a power of attorney from the director of the company applying for the license to authorize our company to handle the license
2) company registration documents
3) certificate of registration of US companies
4) the articles of association of the company
5) director's passport
6) company business description report
7) system report
8) register the webcrd / iard system of the Financial Instry Regulatory Commission
9) fill in the license application report
10) fill in the questionnaire survey report of sec
11) declaration on behalf of the applicant<
Jiasheng group, tiger securities, Yingtou securities, Jiawei securities, Yixin wealth
coinbase, the largest cryptocurrency exchange platform in the United States
tokenclub, the largest digital currency investment community in China
all have applied for SEC RIA license
you can imagine how high the gold content is.
&< br />
7. I really admire the six body throwing
8. Yes, but it's said that it's hard to get in
one year after graation...
one year after graation...
9. Hello, I'm glad to answer this question
the SEC RIA (registered investment advisor) license of the US Securities Regulatory Commission is the license that the US registered investment advisor, as a company specializing in investment consulting business, needs to apply for, which is regulated by the US Securities and Exchange Commission (SEC) or the state securities department. As the highest authority of American securities instry, SEC is an independent federal agency to protect investors by supervising trading activities. A government committee set up by the US Congress to supervise the securities market and protect the interests of investors< br />
in the United States, only institutions or indivials with RIA license are qualified to provide investors with investment service suggestions for securities procts, provide investment reports regularly, collect corresponding management fees, and assume entrusted responsibilities to customers. The scope of securities investment advice is quite extensive in the United States, including the whole securities market asset management, account management and financial services. Therefore, the asset pool includes common securities such as stocks, creditor's rights, mutual funds and commodity futures, and hedge fund management and financial planning services are also defined as securities investment business< br />
the approval of RIA by SEC is quite strict, and fund managers need to pass the investment advisory examination of series 65 (the examination can be exempted if they hold CFA and PFS licenses). On this basis, it needs to manage more than $100 million of assets to be registered with the SEC (assets under management of $25 million to $100 million are registered in the state). On the other hand, the SEC is also very strict in the regulation of RIA, which requires registered investment advisers to protect the interests of clients and not to cheat clients by improper means. First of all, we should keep good faith with our customers. Information disclosure should be completely open and selfless to provide appropriate investment advice. Secondly, the management of assets needs to go through a third party organization, and the use of each sum of money needs to be notified and recognized by customers. This kind of "ficiary ty" is the operating principle imposed on the registered investment adviser according to relevant laws, so the interests of clients will be effectively protected
in addition, the SEC will conct regular supervision and inspection on RIA. It mainly focuses on the risk supervision of portfolio valuation, performance and asset audit; To supervise the legality of whether effective compliance policies and proceres are provided; And the notice of the investigation results shall be published. Overseas investment institutions need to pass so many rigorous audits and supervision to obtain RIA license. Therefore, for domestic investment institutions with this qualification, the investment professionalism and reliability of the platform are obvious. Under the influence of globalization, more investors tend to entrust their assets to professional overseas investment institutions. Having the RIA license under the supervision of the securities and Exchange Commission (SEC) is the basic guarantee for investors to choose overseas investment institutions< br />
the SEC of the United States, the highest Department of the financial and securities instry in the United States, with its extremely strict application conditions, highly transparent mistakes, and the actions of the financial instry in recent years, has made the exposure of the SEC deeply rooted in the hearts of the people, and received a lot of praise! what's more. Moreover, the scope of SEC supervision includes all listed companies in the United States, including all well-known large groups, which are subject to SEC supervision. For this reason, the SEC has shouldered the high banner of the global financial and securities instry! The US SEC is the highest Department of the global financial market, with the highest reputation and credibility< br />
in recent years, digital currency enterprises and foreign exchange trading platforms, as the leading platforms, have acquired sec supervision through acquisition or application, including the well-known software companies "Yibang international", "bitmain" and "Canaan" in the head of digital currency, And the companies that are preparing to list in the United States in the near future will make their transactions more compliant and legal. This trend makes more potential investors and existing investors who have been deterred before more trust and willing to choose these digital currency enterprises and foreign exchange trading platforms< br />
1. Regulatory authority: sec is an independent agency and quasi judicial body directly under the federal government of the United States, which is responsible for the securities supervision and management in the United States, and is the highest regulatory authority of the financial and securities instry in the United States
2. A wide range of business: whether it is a digital currency company or a foreign exchange platform enterprise, in order to expand global business, build a complete trading system and attract more customers, SEC supervision is a must for instry leaders
3. High gold content: as foreign exchange trading leaders, Jiasheng group, Yingtou securities, Ig and FXCM are all under the supervision of the sec. They are all members of the world's largest foreign exchange dealers and listed companies
4. High cost performance: the SEC RIA license of the US Securities Regulatory Commission has no monthly maintenance and margin requirements, and there is no pressure on the later operation and maintenance. Compared with the license of some small island countries, the price performance is very high< br /> < How to get a RIA license
first, you need to register an American company< br />
RIA requires a company as the main body, so before applying for RIA license, a company needs to be registered in the United States. There is no special restriction on the name of a company, and there is no plicate name. The general name is followed by the words of Corp (Corporation), Ltd (limited), Inc (incorporated), CO (company) or LLC. Different states require different registered capital, generally $50000, which does not require capital verification. Local registered address is required. The general processing time is 20-25 working days< br />
secondly, register an account in the name of the company in the investment adviser public disclosure (iapd), which is not only used for registration application, but also for subsequent compliance self-examination and information disclosure of RIA< br />
thirdly, fill in and submit adv form online in iapd system< br />
the application time is about 2 months
the SEC RIA (registered investment advisor) license of the US Securities Regulatory Commission is the license that the US registered investment advisor, as a company specializing in investment consulting business, needs to apply for, which is regulated by the US Securities and Exchange Commission (SEC) or the state securities department. As the highest authority of American securities instry, SEC is an independent federal agency to protect investors by supervising trading activities. A government committee set up by the US Congress to supervise the securities market and protect the interests of investors< br />
in the United States, only institutions or indivials with RIA license are qualified to provide investors with investment service suggestions for securities procts, provide investment reports regularly, collect corresponding management fees, and assume entrusted responsibilities to customers. The scope of securities investment advice is quite extensive in the United States, including the whole securities market asset management, account management and financial services. Therefore, the asset pool includes common securities such as stocks, creditor's rights, mutual funds and commodity futures, and hedge fund management and financial planning services are also defined as securities investment business< br />
the approval of RIA by SEC is quite strict, and fund managers need to pass the investment advisory examination of series 65 (the examination can be exempted if they hold CFA and PFS licenses). On this basis, it needs to manage more than $100 million of assets to be registered with the SEC (assets under management of $25 million to $100 million are registered in the state). On the other hand, the SEC is also very strict in the regulation of RIA, which requires registered investment advisers to protect the interests of clients and not to cheat clients by improper means. First of all, we should keep good faith with our customers. Information disclosure should be completely open and selfless to provide appropriate investment advice. Secondly, the management of assets needs to go through a third party organization, and the use of each sum of money needs to be notified and recognized by customers. This kind of "ficiary ty" is the operating principle imposed on the registered investment adviser according to relevant laws, so the interests of clients will be effectively protected
in addition, the SEC will conct regular supervision and inspection on RIA. It mainly focuses on the risk supervision of portfolio valuation, performance and asset audit; To supervise the legality of whether effective compliance policies and proceres are provided; And the notice of the investigation results shall be published. Overseas investment institutions need to pass so many rigorous audits and supervision to obtain RIA license. Therefore, for domestic investment institutions with this qualification, the investment professionalism and reliability of the platform are obvious. Under the influence of globalization, more investors tend to entrust their assets to professional overseas investment institutions. Having the RIA license under the supervision of the securities and Exchange Commission (SEC) is the basic guarantee for investors to choose overseas investment institutions< br />
the SEC of the United States, the highest Department of the financial and securities instry in the United States, with its extremely strict application conditions, highly transparent mistakes, and the actions of the financial instry in recent years, has made the exposure of the SEC deeply rooted in the hearts of the people, and received a lot of praise! what's more. Moreover, the scope of SEC supervision includes all listed companies in the United States, including all well-known large groups, which are subject to SEC supervision. For this reason, the SEC has shouldered the high banner of the global financial and securities instry! The US SEC is the highest Department of the global financial market, with the highest reputation and credibility< br />
in recent years, digital currency enterprises and foreign exchange trading platforms, as the leading platforms, have acquired sec supervision through acquisition or application, including the well-known software companies "Yibang international", "bitmain" and "Canaan" in the head of digital currency, And the companies that are preparing to list in the United States in the near future will make their transactions more compliant and legal. This trend makes more potential investors and existing investors who have been deterred before more trust and willing to choose these digital currency enterprises and foreign exchange trading platforms< br />
1. Regulatory authority: sec is an independent agency and quasi judicial body directly under the federal government of the United States, which is responsible for the securities supervision and management in the United States, and is the highest regulatory authority of the financial and securities instry in the United States
2. A wide range of business: whether it is a digital currency company or a foreign exchange platform enterprise, in order to expand global business, build a complete trading system and attract more customers, SEC supervision is a must for instry leaders
3. High gold content: as foreign exchange trading leaders, Jiasheng group, Yingtou securities, Ig and FXCM are all under the supervision of the sec. They are all members of the world's largest foreign exchange dealers and listed companies
4. High cost performance: the SEC RIA license of the US Securities Regulatory Commission has no monthly maintenance and margin requirements, and there is no pressure on the later operation and maintenance. Compared with the license of some small island countries, the price performance is very high< br /> < How to get a RIA license
first, you need to register an American company< br />
RIA requires a company as the main body, so before applying for RIA license, a company needs to be registered in the United States. There is no special restriction on the name of a company, and there is no plicate name. The general name is followed by the words of Corp (Corporation), Ltd (limited), Inc (incorporated), CO (company) or LLC. Different states require different registered capital, generally $50000, which does not require capital verification. Local registered address is required. The general processing time is 20-25 working days< br />
secondly, register an account in the name of the company in the investment adviser public disclosure (iapd), which is not only used for registration application, but also for subsequent compliance self-examination and information disclosure of RIA< br />
thirdly, fill in and submit adv form online in iapd system< br />
the application time is about 2 months
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