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Can securities staff speculate in bitcoin

Publish: 2021-05-20 21:16:51
1. According to the relevant regulations of the state, the following personnel are not allowed to open A-share securities accounts:
(1) relevant personnel in charge of securities affairs in the securities authorities
(2) stock exchange management personnel
(3) personnel in securities business institutions who are directly related to stock issuance or trading
(4) the staff members who have direct administrative subordination or management relationship with the issuer
(5) other insiders related to stock issuance or trading
(6) minors or persons without capacity and persons without ID cards issued by public security organs< (7) the competent authority decides to stop securities trading e to violation of securities laws and regulations, and the time limit has not expired
(8) natural persons who are not allowed to own or participate in securities trading according to other laws and regulations, including armed police, active servicemen, etc.
2.

Yes. If you are a securities practitioner, you can open a futures account and do futures trading, but you can't open a securities account.

in short, you can't open an account in which line you work. You must maintain independence, but you can open an account in another line< p> There will be six securities qualification examinations in 2019, and the specific time is as follows:

official website of the association: China Securities Association http://www.sac.net.cn/

entry: http://www.sac.net.cn/cyry/kspt/ksbm/

subjects: basic laws and regulations of the securities market Basic knowledge of financial market registration fee: 61 yuan / subject registration method: online registration tips: can securities practitioners do futures trading Question answer, hope to help you

3. Yes, securities practitioners are not allowed to participate in the domestic stock market trading according to the securities issuance regulations, but stock index futures and foreign exchange gold can be traded. I'm happy to answer for you. Welcome to exchange
4. No
it is clearly stipulated in the law that securities practitioners are not allowed to engage in securities trading, and their ID cards are not allowed to open an account, so they are not allowed.
5. No, Article 43 of the securities law is very clear.
Article 43 employees of stock exchanges, securities companies, securities registration and settlement institutions, staff of securities regulatory agencies and other personnel prohibited by laws and administrative regulations from participating in stock trading shall not hold shares directly or in an assumed name or in the name of others ring their term of office or within the legal period When buying or selling stocks, they may not accept stocks presented by others

when a person becomes a person listed in the preceding paragraph, the shares he has previously held must be transferred in accordance with the law

but in fact, almost all of them are speculating in stocks. As far as I know, almost those who are engaged in the securities instry have opened accounts with their family's ID cards. And I can't wait to observe the market on the computer at any time when I go to work

it's just a superficial No.
6. Article 43 of the securities law stipulates that securities practitioners are not allowed to buy or sell stocks< Article 43 of the securities law stipulates: "employees of stock exchanges, securities companies, securities registration and settlement institutions, staff of securities regulatory agencies, and other personnel prohibited by laws and administrative regulations from participating in stock trading shall not hold or trade stocks directly or under an assumed name or in the name of others ring their term of office or within the time limit prescribed by law, They may not accept any stock presented by others. "< (2) people who are not allowed to buy or sell stocks according to the state regulations:
1. Securities practitioners
2. Cadres at or above the department level of state organs
3. Active servicemen
or above are not allowed to participate in stock trading, but they can open fund accounts and trade funds and bonds.
7.

Employees of securities companies are not allowed to speculate in stocks

according to Article 43 of the securities law of the people's Republic of China, employees of stock exchanges, securities companies, securities registration and settlement institutions, employees of securities regulatory agencies, and other personnel prohibited by laws and administrative regulations from participating in stock trading shall not hold or trade stocks directly or under an assumed name or in the name of others ring their term of office or within the legal period, They may not accept any stock presented by others. When a person becomes one of the persons listed in the preceding paragraph, the stocks he originally held must be transferred in accordance with the law

extended materials:

Article 132 of the securities law of the people's Republic of China, employees of stock exchanges, securities registration and settlement institutions, securities service institutions, securities companies who have been dismissed e to illegal acts or disciplinary violations, and employees of state organs who have been dismissed, shall not be recruited as employees of securities companies

Article 133 state functionaries and other personnel who are prohibited from taking part-time jobs in the company according to laws and administrative regulations shall not take part-time jobs in the securities company

Article 134 The State establishes a securities investor protection fund. The securities investor protection fund consists of funds paid by securities companies and other funds raised according to law. The specific measures for its raising, management and use shall be formulated by the State Council

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